Investment Advisor Regulations : A Concept Paper

29 September 2011

SEBI has released a consultative paper on the “Regulation of Investment Advisors” for public comments by 31st October 2011. Section 11(2)(b) of SEBI Act empowers SEBI to register and regulate working of Investment Advisors and such other intermediaries who may be associated with securities market in any other manner.

In this document India Juris has summarized the main features of the proposed regulations which intend to regulate the Investment Advisors.

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REC Ltd. empanels India Juris as legal counsel for its domestic borrowing through institutional bonds and retail/54EC bonds.

Investment Advisor Regulations : A Concept Paper

Investment Advisor Regulations : A Concept Paper

News & Deals

REC Ltd. empanels India Juris as legal counsel for its domestic borrowing through institutional bonds and retail/54EC bonds.

IJ acts a investor counsel in Fire.Ai’s Investment

IJ represents investors in blackcarrot’s investment

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